Entries Tagged as 'regulatory compliance'
by Kristin Moyer | January 20, 2012 | 2 Comments
Contributed by David Furlonger Today we conducted our Euro Crisis Webinar. 416 participants were surveyed about: Whether their enterprise had plans in place to deal with a worsened euro crisis Whether the euro crisis has impacted their IT budget Whether the euro crisis would influence investments in innovation Results of the polling revealed that 50% [...]
Category: banking CIO Customer euro Executive Decisions insurance operations payments securities social networking twitter Uncategorized Tags: banking, banking and investment services, Basel II, cio, cost containment, customer communication, customer service, customer trust, financial crisis, financial services, financial services restructuring, innovation, insurance, IT, market crisis, Operational risk, regulation, regulatory compliance, restructuring, risk management, scenario planning
by Kristin Moyer | January 10, 2012 | Comments Off
Contributed by David Furlonger [ Register Now For January 19th webinar: Euro Crisis Webinar ] An interesting article appeared on Reuters yesterday: Financial repression is here and may be helpful. It discusses and supports the potential for greater control over the financial markets by governments, including a continuation of the current schemes that print more money [...]
Category: banking CIO Customer euro Executive Decisions insurance operations payments securities social networking twitter Uncategorized Tags: banking, banking and investment services, Basel II, BCM DR, cio, cost containment, customer service, customer trust, financial crisis, financial services, financial services restructuring, innovation, insurance, IT, lending, market crisis, Operational risk, regulation, regulatory compliance, restructuring, risk management, scenario planning, sourcing
by Kristin Moyer | December 20, 2011 | Comments Off
Contributed by David Furlonger On the weekend, I read a rather alarming commentary by David Stockman European Banking System is on the Verge of Collapse. While this analysis clearly highlights the fragility of bank balance sheets, it doesn’t dig deeply into the graver issue facing the Eurozone policy makers and indeed the world – that [...]
Category: banking CIO Customer euro Executive Decisions insurance operations payments securities social networking twitter Tags: banking and investment services, Basel II, BCM DR, cio, cost containment, credit card, customer communication, customer service, customer trust, financial crisis, financial services, financial services restructuring, innovation, IT vendors, lending, market crisis, Mint, mobile banking, mobile payments, p2p lending, payments, paypal, regulatory compliance, restructuring, risk management, scenario planning, social media, social networking, twitter
by Kristin Moyer | January 4, 2010 | 2 Comments
Strategic Planning Assumption: By 2013, the cost of regulatory compliance and risk management will have “priced” Tier 3 and Tier 4 U.S. banks from the market. David Furlonger notes a combination of forces leading to this situation (Gartner customers see “Predicts 2010: Operational Technologies Present Threats and Opportunities in Banking and Investment Services”): Regulatory compliance [...]
Category: operations Tags: regulatory compliance, risk management
by Kristin Moyer | June 23, 2009 | Comments Off
On 17 June 2009, in a report titled “A New Foundation: Rebuilding Financial Supervision and Regulation,” U.S. President Barack Obama called for “a sweeping overhaul of the financial regulatory system.” (see http://www.ustreas.gov/news/index1.html). Under the proposal, the federal government will assume a new role as a systemic risk regulator, with increased authority over a wide range [...]
Category: Customer operations payments Tags: Add new tag, banking and investment services, financ, financial crisis, financial services restructuring, regulatory compliance
by Kristin Moyer | April 28, 2009 | 1 Comment
Stessa Cohen and Rick DeLotto here. Twitter is NEW! Twitter is fun! Twitter ‘s structure- (each post is only 140 characters long) encourages simplification and vivid writing. Oh, yeah: Twitter is permanent. Your tweets are out there, re-tweeted by your followers, picked up by blogs and PR firms, emailed around the world. Spontaneity and regulatory [...]
Category: Customer Executive Decisions operations Tags: consumer banking, regulatory compliance, SEC, social media, twitter
by Kristin Moyer | January 27, 2009 | Comments Off
Rick DeLotto here. Reputation management concerns are spurring banks to label lawbreaking by executives and employees as “ethical lapses” for errors in judgment, and label “errors in judgment” as mere miscalculations. Corporate ethics is past the point where mere careful consideration of its “dictates” is required. Complete, total, enthusiastic and auditable acceptance of and compliance [...]
Category: Executive Decisions operations Uncategorized Tags: banking and investment services, corporate social responsibility, ethics management, regulatory compliance
